Correspondence: * dieter_lukas@eva.mpg.de
Cite as: Shivani, Huchard E., Lukas D. 2020. Preregistration - The effect of dominance rank on female reproductive success in social mammals In principle acceptance by PCI Ecology of the version 1.2 on 07 July 2020 https://github.com/dieterlukas/FemaleDominanceReproduction_MetaAnalysis/blob/trunk/Preregistration_MetaAnalysis_RankSuccess.Rmd.
This preregistration has been pre-study peer reviewed and received an In Principle Recommendation by:
Matthieu Paquet (2020) The effect of dominance rank on female reproductive success in social mammals. Peer Community in Ecology, 100056. [10.24072/pci.ecology.100056] (https://doi.org/10.24072/pci.ecology.100056)
Life in social groups, while potentially providing social benefits, inevitably leads to conflict among group members. In many social mammals, such conflicts lead to the formation of dominance hierarchies, where high-ranking individuals consistently outcompete other group members. Given that competition is a fundamental tenet of the theory of natural selection, it is generally assumed that high-ranking individuals have higher reproductive success than lower-ranking individuals. Previous reviews have indicated large variation across populations on the potential effect of dominance rank on reproductive success in female mammals. Here, we propose to perform a meta-analysis based on 444 effect sizes from 187 studies on 86 mammal species to determine whether (1) dominance rank is generally positively associated with reproductive success and whether the approach different studies have taken to answer this question influences the strength of the effect, (2) whether life-history mechanisms might mediate the relationship between rank and reproductive success, (3) whether high-ranking females are more likely to have higher success when resources are limited, and (4) whether the social environment might mitigate rank differences on reproductive success. This preregistration lays out the background, objective, predictions we will test, and proposed methods for our study.
The literature search was completed before the first submission of the preregistration. All variables that were coded directly from the source publications (Z transformed effect size, variance, sample size, species identity, aspect of reproductive success, classification of rank, duration of study, population type, and social group size) were also entered prior to the first submission. None of the potential explanatory variables have been entered. No analyses, including any descriptive analyses or visualisations of the complete dataset, were performed prior to submission of the preregistration. In July 2019, S worked with a preliminary subset of the data (143 effect sizes), and investigated publication bias, the overall mean and variance in effect sizes, and whether effect sizes differed according to which reproductive output was measured.
In order for social groups to persist, group members need to find strategies to deal with the conflicts that inevitably occur (Ward and Webster (2016)). In many female social mammals, conflicts and aggressive interactions are associated with the formation of different types of hierarchies. In singular cooperative breeders, a single dominant breeding female suppresses reproduction in subordinate group members, who rarely fight amongst each other until an opportunity to become dominant opens (Solomon, French, and others (1997)). In many species where multiple breeding females form stable groups, females can be arranged in stable linear hierarchies, where mothers help their daughters to inherit their rank in their matriline (Holekamp and Smale (1991)). In another set of species, hierarchies are more flexible as a female’s rank depends on her body size, condition, or availability of coalition partners (Pusey (2012)). Given that, in species in which dominance hierarchies structure social groups, females can always be attributed either a low or a high rank, it has remained unclear whether and when there is selection on females to compete for a high rank or whether selection is on finding a place in the hierarchy.
The prevailing assumption is that high ranking females benefit from their dominant status because outcompeting other females is expected to provide them with priority of access to resources (Ellis (1995), Pusey (2012)). Subordinates are expected to accept their status, because despite having lower reproductive success than dominants, they have few outside options and would presumably face high costs, or have even lower success if they tried to challenge for the dominant status or to reproduce independently (Alexander (1974), Vehrencamp (1983)). An alternative assumption however is that both dominants and subordinates gain from arranging themselves in a hierarchy to avoid the overt fighting that occurs whenever differentially aggressive individuals repeatedly interact (West (1967)). All individuals make a compromise, such that they all balance the potential benefits of their respective positions with the potential costs (Williams (1966)).
Previous reviews have found that while high ranking female mammals frequently appear to have higher reproductive success, there are many populations where such an association has not been found (Pusey (2012), Clutton-Brock and Huchard (2013)). Most studies that brought together the evidence have focused on primates and generally only provided qualitative summaries of the evidence (Fedigan (1983), Ellis (1995), Stockley and Bro-Jørgensen (2011)). One meta-analysis across primates investigated whether life history might mediate the strength of the association between dominance and reproductive success and found that high-ranking females had higher fecundity benefits in species with a longer lifespan (Majolo et al. (2012)). However, there is no systematic assessment of the many potential factors that have been suggested to mitigate the relationship between rank and reproductive success when high rank might not be associated with higher reproductive success.
In this study, we will perform a quantitative assessment of the strength of the relationship between dominance rank and reproductive success in female social mammals and explore factors that might mediate this relationship. Our objective is to identify the sources and ranges of variation in the relationship between rank and reproductive success and predict that the relationship will be influenced by differences in life-history, ecology, and sociality. We address our objective through the following questions, by testing the corresponding predictions:
We expect that dominants have higher reproductive success predominantly in species in which females have the ability to quickly produce large numbers of offspring.
We expect that differences in reproductive potential will be particularly marked if resources are limited and monopolizable.
To answer these questions, we will assess the following predictions. All our predictions consider the potential direct influence of a specific variable on the size of the effect of dominance rank on reproductive success. The predictions present the direction of the influence we consider a-priori most likely. We will report all results, but in instances where influences are opposite to what we predict further studies will be necessary to place these results in context. In addition, several of the variables we will include are likely to influence each other. Accordingly, analyses with single variables might not necessarily show the predicted direct influence even if it is present (e.g. there might not be a positive relationship between a social system and the size of the effects if species with this particular social system primarily occur in environments where the size of the effect is expected to be smaller). While deciphering all the potential relationships among the variables we include is beyond the scope of this study, we will also perform analyses accounting for these potential interactions among variables by performing path analyses. We focus on instances where we expect that one variable might remove or change the direction of the influence of another variable, and present these at the end of the predictions.
P2.1: High dominance rank will benefit females more than their offspring.
We predict that high rank is more likely to be associated with higher reproductive success in studies that measured female age at first reproduction, number of offspring born per year or across a lifetime, or female survival rather than the survival of their offspring. While in cooperatively breeding species reproductive suppression might impact offspring survival, in plural breeders offspring survival is more likely to be influenced by factors that are outside of the control of females, such as infanticide by new males (Cheney et al. (2004)).
P2.2: Dominance will have stronger effects on immediate reproductive success in species in which females produce many offspring over a short time period.
One key mechanism that has been proposed is that females with high dominance rank have priority of access to resources during periods when these resources are limited, which in turn can increase their reproductive success. Accordingly, we predict stronger effects of rank on measures of immediate reproductive success (offspring production, offspring survival) in species in which females have higher energetic investment into reproduction, with larger litter sizes and shorter interbirth intervals (Lukas and Huchard (2019)). In contrast, in long-lived species in which females produce only single offspring at long intervals, high-ranking females are expected to have less opportunity to translate short-term resource access into immediate reproductive success but might store energy to potentially increase their own survival or lifetime reproductive success.
P3.1: Positive effects of high dominance rank on reproductive success will be stronger in populations in which females feed on resources that are more monopolizable.
We predict that high rank will have stronger effects on reproductive success in fruit- and meat-eaters compared to herbivores or omnivores. One of the main expected benefits of high rank is priority of access to resources, which should be more relevant in populations in which resources can be monopolized (Fedigan (1983)).
P3.2: Effects of dominance rank on reproductive success will be more pronounced in populations living in harsh environments.
We predict that the effect of rank on reproductive success will be stronger in populations in which resources are limited because they live in harsh and unpredictable environments. Previous studies have shown that cooperatively breeding species are more likely to occur in such environments (Lukas and Clutton-Brock (2017)), but we also expect stronger effects among plural breeding populations living in harsh environments.
P3.3: Effects of dominance rank on reproductive success will be more pronounced in populations with high densities of individuals.
We predict that the effect of rank on reproductive success will be stronger in populations in which more individuals share a limited amount of space. At higher population densities, social groupings and interactions are more likely and competition over resources is expected to be stronger.
Studies performed on wild versus captive individuals and using different measures of reproductive success might not only differ in the overall strength of the effect of rank on reproductive success, but also in how other variables influence this effect.
Higher population density [predicted to lead to larger effect sizes] might be associated with larger group sizes [smaller effect sizes predicted], leading to an interactive influence on the strength of the effect sizes of dominance rank on reproductive success.
Smaller group sizes [larger effect sizes predicted) might be associated with more intense intersexual conflict [smaller effect sizes predicted], leading to an interactive influence on the strength of the effect sizes of dominance rank on reproductive success.
Monopolizable resources [larger effect sizes predicted] might be associated with reduced population density [smaller effect sizes predicted]), leading to an interactive influence on the strength of the effect sizes of dominance rank on reproductive success.
Environmental harshness [larger effect sizes predicted] might be associated with reduced population density [smaller effect sizes predicted]), leading to an interactive influence on the strength of the effect sizes of dominance rank on reproductive success.
Female philopatry [larger effect sizes predicted] might be associated with increased group sizes [smaller effect sizes predicted]), leading to an interactive influence on the strength of the effect sizes of dominance rank on reproductive success.
The literature search was performed by S & DL. We started with the references in the previous major reviews and meta-analyses on the association between dominance and reproduction in female mammals (see below for inclusion criteria): Fedigan (1983) (8 studies on female primates entered), Ellis (1995) (16 studies entered / 5 studies not entered on female non-primates, 38 studies entered / 22 studies not entered on female primates), Brown and Silk (2002) (28 studies entered / 7 studies not entered on female primates), Stockley and Bro-Jørgensen (2011) (12 studies entered / 2 studies not entered on female non-primates, 11 studies entered / 1 study not entered on female primates), Majolo et al. (2012) (26 studies entered / 2 studies not entered on female primates), Pusey (2012) (45 studies entered / 2 studies not entered on female primates), and Clutton-Brock and Huchard (2013) (8 studies entered / 1 study not entered on female primates, 6 studies entered / 1 study not entered on female non-primates). Next, we performed database searches in Google Scholar and Pubmed, first by identifying articles citing these major reviews and next by searching with the terms “dominance, reproductive success/reproduction, female, mammal”, and “rank, reproductive success/reproduction, female, mammal”, “sex ratio, dominance, female, mammal” (searches performed July 2019-January 2020). We limited our checks to the first 1000 results for all searches.
We checked the titles and abstracts to identify studies that observed dominance interactions and reproductive success in social groups of interacting female non-human mammals. We selected studies that measured the association between dominance rank and at least one aspect of female reproductive success and reported the data or a test-statistic. For both dominance and reproductive success, we only included studies that had direct measures, not secondary indicators. For dominance, we excluded studies where authors did not explicitly determine dominance relationships and only assumed that traits such as size, presence in core areas, or reproductive success itself indicate dominance. We did however include studies where authors established dominance hierarchies, found that they are associated with some other trait such as size or condition, and subsequently used the other trait to measure dominance. For reproductive success, we excluded studies that measured traits such as mating frequency or access to food resources which were assumed but not known to influence reproductive success (excluding studies that: measured the size of individuals to argue about dominance; assumed that females in core areas are dominant; assigned dominance to females based on how successful they are; recorded mating success not reproductive success; linked dominance to behaviour assumed to potentially link to reproductive success). We included all kinds of academic publications, from primary articles published in peer-reviewed journals through reviews, books and book chapters, and unpublished PhD theses.
Variables coded directly from the relevant publications: All data from the literature search on publications reporting the effect of dominance rank on reproductive success has been entered prior to the first submission of the preregistration. S and DL performed the data extraction. We initially coded eight papers independently, for which we both extracted the same values and classified the approaches in the same way. We extracted the relevant information to calculate the effect size and its associated variance. In addition, we coded a set of variables to characterize the methodological approach. The dataset contains 444 effect sizes from 187 studies on 86 mammalian species. A copy of the datafile is available here
Z-transformed effect size: we converted all effect sizes to Z-transformed correlation coefficients (Zr). In cases where articles reported a pairwise correlation coefficient, we directly use this value. In cases where authors had used alternative statistical approaches (e.g. t-test comparison between two groups of individuals), the test statistics were converted to the statistic ‘r’ using formulas provided by Lakens (2013), Lajeunesse et al. (2013), and Wilson (2019). In cases where authors reported individual-level data reflecting dominance rank and reproductive success (for example in the form of a table that listed for groups of dominants and subordinates their mean and deviation of reproductive success or for every individual their rank and reproductive success), we calculated correlation coefficients directly from a 2-by-2 frequency table (when comparing classes of high- to low-ranking individuals) or from linear regressions (when individuals had continuous ranks). In cases where studies simply stated that “all dominants bred but none of the subordinates” we assumed an error of 0.5% for both dominants not breeding and subordinates breeding to obtain the sampling variance estimates. We extracted separate effect sizes for each reported analysis: for example, if authors reported separately associations between dominance rank and mortality of offspring to 1 year and to independence, we obtained two effect sizes from this population reflecting infant survival. We Z-transformed all correlation coefficients to control for the asymptotic distribution of these values. We changed the sign of the effect sizes to make them consistent across studies. This was necessary because dominance rank was coded differently across studies, for example sometimes studies assigned dominant individuals the lowest value by starting a count from 1, whereas in other cases they were assigned the highest value to reflect the proportion of other females they are dominant over. We set the sign of effect sizes such that positive values mean that higher ranking individuals have shorter interbirth intervals, higher survival as adults and of their infants, higher infant production (e.g. larger litter sizes, higher probability of breeding), and higher lifetime reproductive success (e.g. higher total number of offspring weaned).
Sample size: we recorded the sample size for the relevant statistical comparison (number of females, number of offspring, number of matrilines etc.).
Sampling variance: we calculated the sampling variance of the effect sizes based on the correlation coefficient r and the sample size, using the formulas provided by Wilson (2019). The standard error, which is alternatively used in some approaches, is the square root of the sampling variance (Viechtbauer (2010)).
Species identity: we recorded the common name and the latin species name as listed by the authors. We referred to the Mammal Diversity Database (Burgin et al. (2018)) to resolve instances where species attributions had been changed since the publication of the original study.
Study site: we recorded the name of the study site as listed by the authors in the method section. The focus of this variable is to determine whether multiple observations are from the same species from the same study population, and we accordingly assigned different names for the study site label in case two or more different species had been studied at the same site.
Measure of reproductive success: we recorded which aspect of reproduction dominance rank was associated with. We classified reproductive traits into six classes: - age at first reproduction (includes age at first birth, age at first conception, age at first menstrual cycle); - infant survival (includes rates of mortality of offspring prior to their independence; proportion of pregnancies carried to birth); - survival (includes rates of mortality of females per year, age at death); - infant production (includes litter size, offspring weight, litter mass, number of offspring per year, probability of birth in a given year, number of surviving infants per year); - interbirth interval (includes time between life births, number of cycles to conception, number of litters per year); - lifetime reproductive success (includes total number of offspring born or surviving to independence for females who had been observed from first reproduction to death).
Classification of rank: we recorded the approach the authors had used to assign dominance positions to individuals, distinguishing between those based on aggressive/submissive interactions between pairs of individuals and those based on other traits such as age, size, or which female was the first to reproduce.
Scoring of rank: we recorded whether in the analyses individuals were assigned a specific, continuous rank position or whether individuals were classified into rank categories (dominant versus subordinates, high- versus middle- versus low-ranking).
Duration of study: we recorded the number of years that authors had observed the individuals (anything less than one year was assigned a value of 1).
Population type: we recorded whether the population was free-living, provisioned, or captive based on the authors descriptions.
Social group size: we recorded the average number of adult females per group in the study population, based on the information provided in the manuscripts. We relied on the definition of a social group as used by the respective authors, which might include associations of females in: singular-breeder cooperative groups (as in wolves or meerkats); stable groups of multiple breeding females (as in baboons or hyenas); or breeding associations defined by physical proximity (as in bighorn sheep or antelopes). We will have a separate coding of the social system (see below). Where available, we also coded the average number of adult males associated with each group of females to determine the sex ratio in social groups as a proxy for intersexual conflict.
Variables extracted from the broader literature for each species/population: This data will be added prior to the analyses, depending on which specific prediction(s) we will test. For most of these, we will extract information from the relevant papers or publications reporting on the same population. For some of these, we will use previously published species’ averages, because records from each population for each specific period during which the effect of dominance rank on reproductive success were measured are unlikely to be available for a large enough sample. We list the likely sources we will use to obtain these data.
Litter size: the number of offspring per birth; data available for each population, we will use the average as reported by the authors.
Interbirth interval: the time in months between consecutive births; data available for a limited set of populations, we will use the average as reported by the authors. Depending on the availability of population specific data, we will alternatively use averages as reported for each species (based on the data in Jones et al. (2009)).
Cooperative breeding group: whether social groups usually contain a single breeding female and additional non-breeding adult females that help to raise the offspring of the breeding female. Group membership is usually closed and changes occur through birth and death or fissioning of existing groups. This classification is in contrast to plural breeding groups and breeding associations (see below); data available for each population, we will use the description of the social system in the population as reported by the authors.
Plural breeding group: whether social groups usually contain multiple breeding females that remain together for extended periods of time. It includes both groups in which females are philopatric or disperse. Females form differentiated relationships with other group members. This classification is in contrast to cooperative breeding groups and breeding associations (see above/below); data available for each population, we will use the description of the social system in the population as reported by the authors.
Breeding association: whether social groups consist of multiple breeding females that associate either in space or by mutual attraction. Group membership is fluid and associations among individuals can rapidly change. This classification is in contrast to cooperative breeding groups and plural breeding groups (see above); data available for each population, we will use the description of the social system in the population as reported by the authors.
Dominance system: whether dominance rank of females appears to depend primarily on (i) their age, (ii) their physical attributes such as body size, (iii) support from their mother, or (iv) coalitionary support from same-aged group members. Data available from a subset of populations, to which we will add from primary reports of species-level classifications from other populations assuming that this trait is usually stable across populations within species.
Philopatry: whether females have the majority of their offspring in the same social groups or in the same location in which they have been born or whether females disperse to other groups or locations to reproduce; data from species-level descriptions of female behaviour (based on the data in Barsbai, Lukas, and Pondorfer (n.d.)).
Monopolizable resources: whether the gross dietary category of a species is based on monopolizable resources (carnivory, frugivory), or non-monopolizable resources (herbivory, or omnivory) (based on the data in Wilman et al. (2014)).
Environmental harshness: whether the average climatic conditions experienced by the species are characterized by cold temperatures, low rainfall, and unpredictability (based on the data in Botero et al. (2014)).
Population density: the average number of individuals per square kilometer for the species (based on the data in Jones et al. (2009)).
Average and variance in relatedness among group females: the average and variance in relatedness measured using genetic approaches among adult females within the same group as reported for this species; data available from a subset of the populations.
Coalition formation: whether adult females form coalitions with other female group members to support each other during within-group aggressive interactions; data from species-level descriptions of female behaviour (based on the data in Lukas and Clutton-Brock (2018)).
We will generate a single consensus phylogeny for the mammalian species in our sample from the most recent complete mammalian time-calibrated phylogeny (Upham, Esselstyn, and Jetz (2019)). We will download a credible set of 1000 trees of mammalian phylogenetic history from vertlife.org/phylosubsets/ and use TreeAnnotator (version 1.8.2 in BEAST: Drummond et al. (2012)) to generate a maximum clade credibility (MCC) tree (median node heights and a burn in of 250 trees). We will trim the tree to match the species in our sample and convert branch lengths using functions of the package ape (Paradis and Schliep (2019)).
We will perform all analyses in the statistical software R (R Software Consortium 2019). We will build separate models for each prediction. To assess the robustness of the findings and whether modeling decisions might have an influence on our results, we will use a frequentist and a Bayesian approach to build the statistical models. We will first estimate all models using functions in the package metafor (Viechtbauer (2010)). We will fit meta-analytic multilevel mixed-effects models with moderators via linear models, including models that account for the potential correlations among effect sizes due to shared phylogenetic history among species (Nakagawa and Santos (2012)). Second, we will estimate a subset of models using Bayesian approaches in the package rethinking (McElreath (2020)). We will fit multilevel models that include the sampling variance as measurement error (Kurz (2019)) and shared phylogenetic history as a covariance matrix. Weakly regularizing priors will be used for all parameters. The models will be implemented in Stan. We will draw 8000 samples from four chains, checking that for each the R-hat values will be less than 1.01. Visual inspection of trace plots and rank histograms will be performed to ensure that they indicated no evidence of divergent transitions or biased posterior exploration. Posteriors from the model will be used to generate estimates of the overall effect size and the influence of potential moderators. We detail model construction in the following: we will first assess whether species and population identity create dependencies amongst the measured effect sizes. If so, we will include these factors through covariance matrices reflecting the dependence across measurements. We provide code showing the setup of the various models, together with a simulated dataset with the same structure as the actual data to assess the code here
Publication bias: We will plot all effect sizes in a funnel-plot to perform a visual inspection of the range of effect sizes at different sample sizes and to investigate whether there might be an underrepresentation of studies with small effect sizes and small sample sizes (Egger et al. (1997)). Given the diversity of studies in our sample, we expect that the effect sizes will not represent a sample from a single distribution: for example, studies of offspring mortality tend to have larger sample sizes (because each mother can have multiple offspring) and we predict different effect sizes for these studies. Accordingly, we cannot perform tests to determine signs of publication bias such as skewness or missing values for the whole sample.
Overall effect: We will construct a multilevel intercept-only meta-analytic base model to test for a general effect of dominance rank on reproductive success.
Influence of locality/species: To the base model, we will add random effects to account for non-independence due to effect sizes originating from within the same study, from studies performed on the same population and on the same species.
Influence of approach: To the base model, we will add random effects reflecting the differences in approaches across studies (wild/captive; agonism/correlate; linear/categorical rank).
Influence of measure of reproductive success: To the base model, we will add a predictor variable reflecting the six classes of measures of reproductive success.
Influence of phylogeny: To the random effects model, we will add a covariance structure to reflect potential similarities in effect sizes arising from closely related species showing similar effects due to their shared phylogenetic history.
Influence of predictor variables: Most models we construct will be univariate, testing the influence of a single variable at a time to assess support for the specific predictions. In case any of the previous models suggests dependencies among the measured effect sizes, we will add the predictor variables as moderators to models including covariance matrices reflecting the dependencies (e.g. if effect sizes are different for different measures of reproductive success). For the variables reflecting the social environment, we will build multivariate models to assess potential pathways. To assess whether average relatedness directly influences the effect of dominance on reproduction we will also include the number of females per group; and to assess whether coalition formation mediates how average relatedness shapes dominance effects, we will build a model with these two factors included. For instances where we might expect covariation among variables that are predicted to influence the strength of the effect sizes in opposite ways, we will build models that include both variables and their interaction. For the predictions in which we expect different associationships in cooperative breeders as compared to plural breeders, we will nest the influence of the predictor variable within the classification of the social system in a multilevel model. Studies performed on wild versus captive individuals and using different measures of reproductive success might not only differ in the overall strength of the effect of rank on reproductive success, but also in how other variables influence this effect. We therefore will build models in which both the intercept and the slopes can vary according to whether studies were performed in the wild/captivity and to how reproductive success was measured.
Our study relies on previously published data.
Shivani received funding from the INSPIRE programme of the Department of Science & Technology of the Government of India. This research was supported by the Department of Human Behavior, Ecology and Culture at the Max Planck Institute for Evolutionary Anthropology.
We, the authors, declare that we have no financial conflicts of interest with the content of this article. Elise Huchard and Dieter Lukas are Recommenders at PCI Ecology.
We thank our PCI Ecology Recommender, Matthieu Paquet, and our reviewers, Bonaventura Majolo and one anonymous reviewer, for their valuable feedback that greatly improved this piece of research. We are grateful to the members of the Department of Human Behavior, Ecology and Culture at the Max Planck Institute for Evolutionary Anthropology for feedback during the early stages of this project.
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